-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lq5/8w98hz9BQsB/9yExEw85tiK5SBRIIvve1wWy06nLyeBeDTAv75uToa7E0s8z hSW4Qq5I5yTdKOl+FzdpjA== 0000950162-04-000850.txt : 20040716 0000950162-04-000850.hdr.sgml : 20040716 20040716160740 ACCESSION NUMBER: 0000950162-04-000850 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELAN INTERNATIONAL SERVICES LTD CENTRAL INDEX KEY: 0001002782 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 102 JAMES COURT FLATTS STREET 2: SMITH PARISH FL 04 CITY: BERMUDA STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412929169 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IOMED INC CENTRAL INDEX KEY: 0001041652 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870441272 STATE OF INCORPORATION: UT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54051 FILM NUMBER: 04918255 BUSINESS ADDRESS: STREET 1: 3385 WEST 1820 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84104 BUSINESS PHONE: 8019751191 MAIL ADDRESS: STREET 1: 3385 WEST 1820 SOUTH STREET 2: 3385 WEST 1820 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84104 SC 13D/A 1 iomed-eis13dano2071604.txt AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13D/A2 (Amendment No. 2) Under the Securities Exchange Act of 1934 (Amendment No. 2)* IOMED, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 462028101 - -------------------------------------------------------------------------------- (CUSIP Number) William F. Daniel Elan Corporation, plc Lincoln House Lincoln Place Dublin 2, Ireland (353) 1-709-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 14, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 - -------------------------------------------------------------------------------- CUSIP No. 45325S-10-1 - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS Elan Corporation, plc I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) N/A - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- (5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Ireland - -------------------------------------------------------------------------------- Number of (7) SOLE VOTING POWER Shares -0- (See Item 5) -------------------------------------------------------------- Beneficially (8) SHARED VOTING POWER Owned 1,748,092 (See Item 5) -------------------------------------------------------------- by Each (9) SOLE DISPOSITIVE POWER Reporting -0- (See Item 5) -------------------------------------------------------------- Person With (10) SHARED DISPOSITIVE POWER 1,748,092 (See Item 5) - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,748,092 (See Item 5) - -------------------------------------------------------------------------------- (12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.4% (See Item 5) - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- Page 2 of 6 - -------------------------------------------------------------------------------- CUSIP No. 45325S-10-1 - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS Elan International Services, Ltd. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) N/A - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- (5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - -------------------------------------------------------------------------------- Number of (7) SOLE VOTING POWER Shares -0- (See Item 5) -------------------------------------------------------------- Beneficially (8) SHARED VOTING POWER Owned 1,748,092 (See Item 5) -------------------------------------------------------------- by Each (9) SOLE DISPOSITIVE POWER Reporting -0- (See Item 5) -------------------------------------------------------------- Person With (10) SHARED DISPOSITIVE POWER 1,748,092 (See Item 5) - -------------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,748,092 (See Item 5) - -------------------------------------------------------------------------------- (12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.4% (See Item 5) - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- Page 3 of 6 Item 1. Security and Issuer. Item 1 of the Schedule 13D is hereby amended and restated in its entirety as follows: This Amendment No. 2 is filed by Elan Corporation, plc, an Irish public limited company ("Elan"), and Elan's direct wholly-owned subsidiary, Elan International Services, Ltd., a Bermuda exempted company ("EIS"), and relates to the common stock, par value $.01 per share (the "Common Stock"), of Iomed, Inc., a Delaware corporation ("Issuer"). This Amendment No. 2 amends the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on May 19, 1998 and the Amendment No. 1 to Schedule 13D filed with the Commission on June 25, 2004 by Elan and EIS (the "Schedule 13D"). The name and address of the principal executive offices of the Issuer is Iomed, Inc., 3385 West 1820 South, Salt Lake City, Utah 84104. Item 2. Interest in Securities of Issuer. Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows (except Item 5(c) which is amended but not restated to add the information set forth below): (a) As of July 16, 2004, Elan (indirectly through its ownership of EIS) and EIS each beneficially own 1,748,092 shares of Common Stock (including 893,801 shares issuable upon conversion of the Series D Preferred Stock), representing 23.4% of the outstanding shares of Common Stock (based on 6,575,794 shares of Common Stock outstanding as of April 30, 2004 as reported in the Issuer's Form 10-Q for the quarterly period ended March 31, 2004). (b) As of July 16, 2004, Elan (indirectly through its ownership of EIS) and EIS each had the shared voting and dispositive power over 1,748,092 shares of Common Stock (including 893,801 shares issuable upon conversion of the Series D Preferred Stock), representing 23.4% of the outstanding shares of Common Stock (based on 6,575,794 shares of Common Stock outstanding as of April 30, 2004 as reported in the Issuer's Form 10-Q for the quarterly period ended March 31, 2004). (c) Between June 28, 2004 and July 16, 2004, EIS sold an aggregate of 114,400 shares of Common Stock in open market transactions as listed below: - ------------------------------------------------------------------------------ DATE AMOUNT PRICE PER SHARE - ------------------------------------------------------------------------------ 6/28/04 400 $3.19 - ------------------------------------------------------------------------------ 6/28/04 500 $3.15 - ------------------------------------------------------------------------------ 6/28/04 1,600 $3.12 - ------------------------------------------------------------------------------ 6/28/04 900 $3.11 - ------------------------------------------------------------------------------ 6/28/04 1,100 $3.10 - ------------------------------------------------------------------------------ 6/28/04 100 $3.02 - ------------------------------------------------------------------------------ 6/28/04 800 $3.01 - ------------------------------------------------------------------------------ 6/28/04 9,000 $3.00 - ------------------------------------------------------------------------------ 7/7/04 1,200 $2.60 - ------------------------------------------------------------------------------ 7/7/04 700 $2.55 - ------------------------------------------------------------------------------ 7/7/04 2,300 $2.51 - ------------------------------------------------------------------------------ 7/7/04 600 $2.50 - ------------------------------------------------------------------------------ 7/8/04 200 $2.54 - ------------------------------------------------------------------------------ Page 4 of 6 - ------------------------------------------------------------------------------ DATE AMOUNT PRICE PER SHARE - ------------------------------------------------------------------------------ 7/8/04 10,000 $2.51 - ------------------------------------------------------------------------------ 7/9/04 1,000 $2.51 - ------------------------------------------------------------------------------ 7/9/04 2,000 $2.46 - ------------------------------------------------------------------------------ 7/9/04 12,200 $2.45 - ------------------------------------------------------------------------------ 7/9/04 11,200 $2.40 - ------------------------------------------------------------------------------ 7/14/04 100 $2.42 - ------------------------------------------------------------------------------ 7/14/04 100 $2.40 - ------------------------------------------------------------------------------ 7/14/04 58,400 $2.25 - ------------------------------------------------------------------------------ (d) None. (e) Not applicable. Page 5 of 6 SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: July 16, 2004 ELAN CORPORATION, PLC By: /s/ William F. Daniel ---------------------------------------- Name: William F. Daniel Title: EVP and Company Secretary ELAN INTERNATIONAL SERVICES, LTD. By: /s/ Kevin Insley --------------------------------------------- Name: Kevin Insley Title: President and Chief Financial Officer Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----